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Measure Actions

Introduced by Industry, Business and Labor Committee
(At the request of the Securities Commissioner)
A BILL for an Act to create and enact a new subsection to section 10-04-06 of the North Dakota
Century Code, relating to exempt securities transactions; to amend and reenact section
10-04-04, subsections 5 and 8, paragraph 6 of subdivision b of subsection 9, and paragraph 3
of subdivision a of subsection 16 of section 10-04-06, subsection 1 of section 10-04-08.4,
sections 10-04-10 and 10-04-10.1, subsection 1 of section 10-04-14, section 10-04-15,
subsection 1 of section 10-04-16, and sections 10-04-16.1 and 10-04-18 of the North Dakota
Century Code, relating to registration of securities, exempt transactions, federal covered
securities, registration of dealers, agents, investment advisers, and investment adviser
representatives, investment advisory activity, consent to service of process, fraudulent
practices, the authority of the securities commissioner to conduct investigations and to issue
orders, and statutes of limitation; and to declare an emergency.

01/09 Senate Introduced, first reading, (emergency), referred Industry, Business and La SJ 30

01/16 Senate Committee Hearing 10:15

01/17 Senate Reported back amended, amendment poc y 007 n 000 SJ 94

01/18 Senate Amendment adopted, placed on calendar SJ 102

01/23 Senate Second reading passed, y 049 n 000 Emergency clause carried SJ 149

01/24 House Received from Senate HJ 212

01/25 House Introduced, first reading, (emergency), referred Industry, Business and La HJ 227

03/05 House Committee Hearing 02:30

03/28 House Reported back amended, amendment poc y 015 n 000 HJ1151

03/29 House Amendment adopted, placed on calendar HJ1161

03/30 House Second reading passed, y 095 n 000 Emergency clause carried HJ1192

03/30 Senate Returned to Senate (12) SJ1066

04/04 Senate Concurred SJ1144

Second reading passed, y 049 n 000 Emergency clause carried SJ1144

04/09 Senate Signed by President SJ1245

04/11 House Signed by Speaker HJ1431

04/13 Senate Sent to Governor SJ1335

04/17 Senate Signed by Governor SJ1373

04/17 Senate Filed with Secretary of State

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