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» SB 2084 Versions	» Major Topics Index	» 2003 Legislative Information
HJ=House Journal; SJ=Senate Journal

Measure Actions

Introduced by Industry, Business and Labor Committee
(At the request of the Securities Commissioner)
A BILL for an Act to amend and reenact sections 10-04-02 and 10-04-03, subsections 3, 5, and
12 of section 10-04-05, section 10-04-06, subsection 3 of section 10-04-07, subsections 2 and
3 of section 10-04-07.1, sections 10-04-08 and 10-04-10, subsection 4 of section 10-04-10.3,
subsection 1 of section 10-04-11, sections 10-04-14 and 10-04-16, subsection 1 of section
10-04-16.1, subsection 3 of section 10-04-17, and subsection 1 of section 10-04-18 of the
North Dakota Century Code, relating to definitions under the Securities Act, the authority of
the securities commissioner and the securities department, securities exemptions, exempt
transactions, registration of securities, registration of dealers, agents, investment advisors
and investment advisor representatives, post-registration requirements, consent to service of
process, orders and injunctions, investigations by the securities department, rescission, and
penalties; to repeal section 10-04-10.2 of the North Dakota Century Code, relating to
eligibility to be registered under the Securities Act; to provide a penalty; and to declare an
emergency.

01/07	Senate	Introduced, first reading, (emergency), referred Industry, Business and La	SJ 24

01/14	Senate	Committee Hearing 11:00

01/21	Senate	Reported back, do pass, placed on calendar y 006 n 000	SJ 113

01/22	Senate	Second reading passed, y 047 n 000 Emergency clause carried	SJ 118

01/23	House	Received from Senate	HJ 203

02/03	House	Introduced, first reading, (emergency), referred Industry, Business and La	HJ 298

03/03	House	Committee Hearing 08:00

03/05	House	Reported back amended, do pass, amendment poc y 013 n 000	HJ 793

03/06	House	Amendment adopted, placed on calendar	HJ 799

03/10	House	Second reading passed, y 089 n 000 Emergency clause carried	HJ 834

03/11	Senate	Returned to Senate (12)	SJ 722

03/14	Senate	Concurred	SJ 767

		Second reading passed, y 046 n 000 Emergency clause carried	SJ 767

03/19	Senate	Signed by President	SJ 831

03/20	House	Signed by Speaker	HJ 987

03/20	Senate	Sent to Governor	SJ 848

03/21	Senate	Signed by Governor	SJ 863

03/21	Senate	Filed with Secretary of State

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