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» HB 1176 Versions	» Major Topics Index	» 2005 Legislative Information
HJ=House Journal; SJ=Senate Journal

Measure Actions

Introduced by Industry, Business and Labor Committee
(At the request of the Securities Commissioner)
A BILL for an Act to amend and reenact section 10-04-02, subsection 1 of section 10-04-03,
sections 10-04-05 and 10-04-06, subsections 2 and 3 of section 10-04-07.1, sections 10-04-08
and 10-04-08.3, subsection 2 of section 10-04-08.4, sections 10-04-09 and 10-04-10,
subsections 1 and 2 of section 10-04-10.3, sections 10-04-11, 10-04-12, 10-04-15, and
10-04-16, subsection 1 of section 10-04-16.1, section 10-04-17, and subsections 1 and 2 of
section 10-04-18 of the North Dakota Century Code, relating to definitions under the
securities laws, securities exemptions and exempt transactions, registration and sale of
securities, and registration of broker-dealers, agents, investment advisers, and investment
adviser representatives; and to repeal section 10-04-07 of the North Dakota Century Code,
relating to securities registration by description.

01/04	House	Introduced, first reading, referred Industry, Business and Labor	HJ 55

01/26	House	Committee Hearing 09:00

01/28	House	Reported back amended, do pass, amendment poc y 014 n 000	HJ 321

01/31	House	Amendment adopted, placed on calendar	HJ 328

02/01	House	Second reading, passed, yeas 088 nays 003	HJ 363

02/02	Senate	Received from House	SJ 254

02/07	Senate	Introduced, first reading, referred Industry, Business and Labor	SJ 326

03/09	Senate	Committee Hearing 09:00

03/10	Senate	Reported back, do pass, placed on calendar y 007 n 000	SJ 773

03/11	Senate	Second reading, passed, yeas 044 nays 001	SJ 782

03/14	House	Returned to House	HJ1001

03/16	House	Signed by Speaker	HJ1133

03/18	Senate	Signed by President	SJ 898

03/18	House	Sent to Governor	HJ1193

03/21	House	Signed by Governor	HJ1251

03/22	House	Filed with Secretary of State

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