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» HB 1144 Versions	» Major Topics Index	» 1999 Legislative Information
HJ=House Journal; SJ=Senate Journal

Measure Actions

Industry, Business and Labor Committee
(At the request of the Securities Commissioner)
A BILL for an Act to create and enact section 10-04-08.4 of the North Dakota Century Code,
relating to filing requirements for federal covered securities; and to amend and reenact
sections 10-04-02, subsections 4 and 5 of section 10-04-03, sections 10-04-04, 10-04-05,
10-04-06, 10-04-07.1, 10-04-08, 10-04-08.1, 10-04-08.2, 10-04-08.3, 10-04-09, 10-04-10,
10-04-10.1, 10-04-10.2, 10-04-10.3, 10-04-11, 10-04-12, 10-04-14, 10-04-16.1, 10-04-17, and
10-04-18 of the North Dakota Century Code, relating to definitions, administration, and
registration of securities under the Securities Act of 1951, advertising of and statements
about securities, federal covered securities, suspensions and revocation of securities
registrations, registration of dealers, agents, investment advisers, and investment adviser
representatives, suspension and revocation of registrations of dealers, agents, investment
advisers and investment adviser representatives, hearing provisions, securities
investigations, consent to service of process, remedies available to investors, and penalties.

01/18	House	Introduced, first reading, referred Industry, Business and Labor	HJ 40

01/27	House	Committee Hearing 10:00

02/04	House	Reported back amended, amendment poc y 015 n 000	HJ 313

02/05	House	Amendment adopted	HJ 325

		Rereferred to Appropriations	HJ 325

02/08	House	Committee Hearing 10:30

02/09	House	Reported back, do pass, placed on calendar y 015 n 005	HJ 380

02/12	House	Second reading, passed as amended, yeas 078 nays 013	HJ 471

02/15	Senate	Received from House	SJ 426

		Introduced, first reading, referred Industry, Business and Labor	SJ 440

03/01	Senate	Committee Hearing 10:30

03/03	Senate	Reported back, do pass, placed on calendar y 007 n 000	SJ 604

		Rereferred to Appropriations	SJ 604

03/11	Senate	Committee Hearing 08:30

03/18	Senate	Reported back, do pass, placed on calendar y 014 n 000	SJ 754

03/19	Senate	Second reading, passed, yeas 047 nays 000	SJ 765

03/22	House	Returned to House	HJ 915

03/24	House	Signed by Speaker	HJ 969

03/25	Senate	Signed by President	SJ 846

03/26	House	Sent to Governor	HJ 998

03/26	House	Signed by Governor	HJ1015

03/26	House	Filed with Secretary of State

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